WebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk exposure reports, risk assessment reports, and chief compliance officer annual reports. Division of Clearing & Risk (DCR) WebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some
Status of initial margin requirements under CFTC, prudential …
WebSIFMA AMG, the IAA, Willkie, Farr & Gallagher, and Fried, Frank, Harris, Shriver & Jacobson LLP submitted a letter to Commodity Futures Trading Commission (CFTC) DSIO calling their attention to, and requesting clarification of, statements made in the Preamble to the Part 4 Proposal published in October 2024 that have been raised in … WebWashington, D.C. — The Commodity Futures Trading Commission today announced it has issued an order deeming the commodity pool operator (CPO) exemptions of 17 entities to be ineffective following a special call by the Division of Swap Dealer and Intermediary Oversight (DSIO). The order was approved by the Commission on July 7, 2024 and is … tailor machine images
RE: REQUEST FOR NO-ACTION LETTER REGARDING …
WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance officer (CCO) annual reports that must be submitted to the CFTC by swap dealers (SDs), major swap participants (MSPs), and futures commission merchants (FCMs) (collectively, … Web(“DSIO”) has issued the advisory8 in order to “provide additional guidance to Registrants” regarding the ... [CCO] duties and requirements under CFTC regulation 3.3.”15 DSIO advises that, if applicable to a Registrant, a discussion of subpart D of part 75 of the CFTC’s regulations and applicable subpart D requirements, as well as ... WebMay 21, 2024 · April 20, 2024, Division of Swap Dealer Intermediary Oversight DSIO Commodity Futures Trading Commission CFTC permits registered commodity trading advisors third-party recordkeepers for storage ... twin bday